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Clean Room Engineering: Fact or Fiction?
By: Alan L. Mittman amittman@mlg.com
Many companies persist in the ill-founded
belief that they cannot write a computer program or manufacture
a product that functions the same as a competitor's program
or product without infringing upon copyright laws or trade
secrets protecting the product. A company may achieve this
goal, however, by preventing its programmers or technological
engineers designing the program or product from having access
to the code of the program or to the product which the company
is investigating -- in other words, to keep the programmers
and technological designers in a "clean room,"
a concept that, although widely recognized in industry,
is not one that is generally understood and correctly implemented.
As a result, requisite details necessary to properly document
lack of access are often overlooked, rendering a "clean
room" defense strategy entirely ineffective. As a result,
our firm has developed a practical method and important
tips for implementing "clean-room" engineering
procedures, a topic that holds particular relevance for
your ability to successfully develop, produce and distribute
"independently developed" technology products.
The best litigation result is the litigation that is avoided
altogether. And, as we are all well aware, copyright infringement,
trade secret or misappropriation litigation is expensive
in time and money. The goal of "clean-room" engineering
is that the "clean room" team of programmers or
technological designers receives enough information to guide
it in its writing of a competing program or designing of
a competing product, but the "clean-room" team
remains shielded from the "taint", from a legal
perspective, of access to the copyright-protected work or
others' technology, thereby providing a defense to, or avoiding
entirely, costly and time-consuming litigation commenced
by a competitor.
Thus, the basic focus of utilizing "clean-room"
procedures is to isolate your technological design team
from having any contact whatsoever with a competitor's or
a similar product. The central concept inherent in the utilization
of "clean-room" procedures is the complete and
thorough prevention of any access by the technological designers
who inhabit the "clean-room" to a competitor's
copyright-protected or confidential information.
Moreover, a fundamental objective of implementing "clean-room"
procedures is to comprehensively document, in writing, with
painstaking accuracy, the complete lack of access by your
design team to copyrightable portions and elements of a
competitor's technology. Sound legal advice is necessary
to accomplish this important goal.
If "clean-room" techniques are properly and
closely followed, any similarities among competing systems
you may produce and those of competitors can be explained
as the result of legally permissible external factors, such
as public-domain specifications, rather than as a result
of illegal copying or misappropriation of a competitor's
confidential information technology. Simply stated, when
a product is created using a proper "clean-room"
environment, the likelihood of success in defending a claim
of infringement is increased.
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